Our AML model validations provide you a full End-to-End analysis of the various models that comprise your compliance environment; including AML, OFAC, CDD/KYC/BO, and FinCEN 314(a). Our model validations ensure that the data flows properly from your core systems through your compliance systems, that your institution is properly protected with the right set of rules, and that alerts are being generated.

This service is designed to be a pre-cursor to your audit, giving you the assurance you need to prove that your program is rebus enough to mitigate your risks.  This allows you to demonstrate through your annual audit that you are aware of any gaps and are working through them before your independent auditor meets with you.  Our findings, observations, and recommendations, are packaged in a report, with work papers, to identify the areas of your AML program that are excelling and those that need improvement

Both simple and complex written AML procedures need to be reviewed from time-to-time. Our experienced compliance professionals can review and update your procedures, such as beneficial ownership requirements and the customer risk rating process, as well as provide the guidance needed to optimize them.