High Risk Customer Reviews for Enhanced Due Diligence
We assisted both small to midsize community bank clients with their high risk customer reviews for enhanced due diligence. By working with them, we were able to follow their procedures and keep them compliant by assisting them as needed.
Know Your Customer Repapering
A large foreign banking organization (FBO) in New York City looked to us and our expertise when they needed to re-do their know your customer (KYC) documentation. We helped our client with this tedious project by completing it under-budget and on-time.
Investigations/Case Analyst Support
A small community bank requested additional staff to assist them through a lookback by completing the case investigation and annotating. We provided them the experience they need quickly and under-budget.
Case Analyst QA/Compliance Monitoring
We were able to help a mid-sized community bank a couple of times a month/quarter to conduct QA on the work of their team. This freed them up from doing so, allowed it to be independent from the bank, and most importantly allowed us to identify gaps in their training or program.
AML Technical
Expertise
A large FBO in New York City required a technical resource that was experienced in working with the anti-money laundering software the bank used and the compliance functional requirements. This resource continues to serve as a bridge between their compliance and IT departments years later.
High Risk Customer Site Visits (United States Only)
When a large regional bank needed assistance with conducting their high-risk customer site visits, we worked with them to create a schedule that fit the requirements of their policy and the budget of their department. 
